At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. Those in independence, ethics, and business conduct at PwC facilitate adherence to ethical standards and promote a culture of integrity within the organisation.
Responsibilities
- Act as an Independence Office liaison to PwC US and MX partners by answering emails and providing guidance on R&I; topics, such as personal independence, regulatory compliance and other topical areas covered by knowledge base documents and internal systems.
- Update and monitor PwC partner’s investment portfolios, checking partners’ compliance with the firm’s investment recording system, and granting access to financial advisors.
- Pre‑clearing and vetting potential investments by PwC partners, evaluating and granting dispensation requests, and sending disposal notices for impermissible investments.
- Notify PwC partners of upcoming personal independence audits and compliance confirmations and follow up on pending compliance‑related tasks.
- Evaluate the risk and permissibility of the financial and non‑financial relationships of PwC partners and direct admit partners.
- Employ analytical and technical skills, as well as intellectual curiosity, to support research, analysis and problem solving.
- Communicate clearly and professionally in English, both orally and in writing; adapt communication style to meet the needs of the situation and audience.
- Exhibit administrative and time‑management skills, working productively in an environment with evolving deadlines and priorities.
- Pay significant attention to detail to identify and correct issues, and identify and recommend efficiencies and improvements.
- Use tools, techniques and firm standard methodologies to support research and analysis; stay current with new and e
📌 Partner Compliance Program – Centralized Team Specialist (Buenos Aires)
🏢 3M HEALTHCARE
📍 Buenos Aires
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