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About the job

The Senior Compliance Specialist will lead the implementation and monitoring of the company’s compliance framework across key conduct and regulatory domains, including Conflicts of Interest, Anti‑Bribery & Corruption, Fraud, Market Abuse, Data Protection, Outsourcing, and Ethics.

This position plays a strategic role in embedding a culture of integrity, managing cross‑border compliance risks, and ensuring adherence to integral regulatory expectations.

Responsibilities

- Regulatory Oversight: Implement and maintain compliance policies and controls related to conduct risk, ABC, CoI, fraud, data protection, market abuse, and outsourcing.

- Advisory: Advise management and business units on ethical practices, conflicts management, and third‑party risk compliance.

- Monitoring & Assurance: Perform periodic compliance risk assessments, thematic reviews, and control testing programs.

- Incident Management: Oversee investigations into potential misconduct, conflicts, or regulatory breaches, ensuring timely remediation and escalation.

- Training & Culture: Design and deliver conduct risk and ethics training across all business units.

- Data Protection:



Support in ensuring compliance with the applicable data protection regimes.

- Governance & Reporting: Prepare reports for the Board and regulators summarizing compliance findings, trends, and remediation progress.

- Regulatory Change Management: Monitor new regulations and ethical standards and ensure timely implementation.

- Mentorship: Supervise junior compliance staff, ensuring consistency in compliance monitoring and advisory work.

Qualifications

- Education: Bachelor’s degree in Law, Business, Finance or a related discipline.

- Experience: 3-5 years of experience in regulatory compliance, conduct risk, or ethics programs within financial services.

- Certifications: ICA, CFE, CAFS, CCAS, CCEP‑I, CIPP/E, CFCS, or equivalent preferred.

- Proven expertise in managing compliance frameworks for CoI, ABC, FRM, and outsourcing.

- Excellent analytical, investigative, and communication skills with the ability to translate regulatory requirements into operational controls.

- Fluency in English is required; proficiency in an additional language is highly preferred.

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Required Skill Profession

Other General

Postúlate en Kit Empleo: kitempleo.com.ar/empleo/q0oby

📌 Senior Compliance Specialist Regulatory Compliance 100% remote (Argentina)
🏢 Framework Ventures
📍 Argentina