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? What does Finalis do?
Finalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. The firm delivers a white‑labeled regulatory affiliation and compliance back‑office solution that supports a wide range of private market dealmaking including M&A;, capital raising, private placements, direct participation programs, fintech marketplaces, and alternative investment sponsors.

Finalis provides additional leverage to securities brokers with the Finalis Platform, which delivers a hassle‑free deal management solution and a Marketplace that connects brokers with one another to gain insights and explore collaborations.

Launched in 2020 and growing rapidly, the SF‑ and NYC‑based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform.

Join us in disrupting the securities industry, for good.

? How does Finalis work?
- We are a fully‑remote company with Finalists distributed between the time zones of Pacific Standard Time and Eastern European Time.
- If you’re located outside this time zone range,



depending on the needs of your team, you may be requested to be available during specific hours.
- Although we don’t have an official physical place to work, we promote gathering with your team or other colleagues whenever possible.

✨ What will you be doing?
- Review of the written communication to ensure that our clients are compliant with FINRA requirements and to prevent any possible non‑compliant actions.
- Review user transaction documents within the guidelines established by supervising attorneys and compliance officers and provide support with legal and compliance issues.
- Assist in conducting compliance Due Diligence‑ and KYC/AML‑ related tasks.
- Review marketing materials prepared by our customers and/or their clients to make sure such materials follow Finalis’ communications guidelines.
- Support our account management teams with structuring compliance, legal, process or product so

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📌 Delivery Analyst (Florencio Varela)
🏢 Finalis
📍 Florencio Varela