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? What does Finalis do?nFinalis is the leading platform enabling the securities brokerage landscape to operate legally and compliantly. The firm delivers a white‑labeled regulatory affiliation and compliance back‑office solution that supports a wide range of private market dealmaking including M&A;, capital raising, private placements, direct participation programs, fintech marketplaces, and alternative investment sponsors.

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Finalis provides additional leverage to securities brokers with the Finalis Platform, which delivers a hassle‑free deal management solution and a Marketplace that connects brokers with one another to gain insights and explore collaborations.

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Launched in 2020 and growing rapidly, the SF‑ and NYC‑based firm is on a mission to power dealmakers by building the world’s largest dealmaking platform.

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Join us in disrupting the securities industry, for good.

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? How does Finalis work?n

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- We are a fully‑remote company with Finalists distributed between the time zones of Pacific Standard Time and Eastern European Time.

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- If you’re located outside this time zone range, depending on the needs of your team, you may be requested to be available during specific hours.

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- Although we don’t have an official physical place to work, we promote gathering with your team or other colleagues whenever possible.

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n✨ What will you be doing?n

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- Review of the written communication to ensure that our clients are compliant with FINRA requirements and to prevent any possible non‑compliant actions.

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- Review user transaction documents within the guidelines established by supervising attorneys and compliance officers and provide support with legal and compliance issues.

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- Assist in conducting compliance Due Diligence‑ and KYC/AML‑ related tasks.

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- Review marketing materials prepared by our customers and/or their clients to make sure such materials follow Finalis’ communications guidelines.

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- Support our account management teams with structuring compliance, legal, process or product solutions to legal‑ and compliance‑related user issues or customer experience pain points.

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- Be a key point of contact for users on legal‑ and compliance‑related materials and issues.

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- Maintain a user knowledge base of common legal and compliance questions and responses.

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- Assist in researching and responding to comments and/or inquiries received from FINRA, the SEC, and applicable state and foreign securities regulators.

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- Support the digital transformation of legal and compliance functions to our technology stack and contribute to enhance Finalis’ product in a way that streamline legal and compliance processes and that improves the customer’s experience.

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- Provide feedback on ways to improve the operational and tech‑enabled Execute systems for legal and compliance operations.

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- Successfully pass the FINRA SIE + S82 + S24 exams within the first year of joining Finalis.

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- Maintain the Objectives and Key Results (OKRs) for the Execute Operations Team.

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- Employ your English communication skills by communicating verbally and electronically.

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- Demonstrate accountability, ethics, and integrity in carrying out your day‑to‑day duties.

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- Work alongside Finalis attorneys and compliance officers as needed.

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- Availability to work on Pacific Standard Time (PST).

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n? Who are we looking forn

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- You have 2+ years of demonstrated experience in compliance‑related roles.

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- You have exceptional written and spoken English.

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- You have excellent communication skills.

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- You have strong organizational skills.

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- You can handle confidential information.

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- You have Google workspace experience.

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- You are a systems thinker and evaluate opportunities to perform the same task more efficiently.

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- You are able to work swiftly with urgency and be comfortable with shifting priorities and deadlines.

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- You are a self‑starter, quick learner, detailed, able to work independently and highly organized.

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- You are able to follow up, know what's going on at all times and respond quickly.

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- You are adaptable, patient, persistent and have a team spirit attitude.

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nBonus Track!n

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- You have demonstrated experience in U.S. compliance.

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- You have demonstrated experience with digital transformation processes.

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n? What do we offer?n

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- 100% Remote work (Work from wherever you want!)

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- Competitive USD salary.

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- High‑Speed Internet expenses allow

Postúlate en Kit Empleo: kitempleo.com.ar/empleo/mmwqv

📌 Delivery Analyst (Buenos Aires)
🏢 Finalis
📍 Buenos Aires